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     STEP 1: Understanding the Legal Framework for Access

HIPAA & FERPA considerations

Disclosures for Public Health under the Health Insurance Portability and Accountability Act (HIPAA): The HIPAA Privacy Rule recognizes the legitimate need for public health authorities and others responsible for ensuring public health and safety to have access to protected health information to carry out their public health mission. The Privacy Rule permits a covered entity (i.e., health care provider) to disclose protected health information for public health activities and purposes without individual authorization (Section 164.512(b)(1)(i)). These activities include: "…for the purpose of preventing or controlling disease, injury, or disability, including, but not limited to, the reporting of disease, injury, vital events such as birth or death, and the conduct of public health surveillance, public health investigations, and public health interventions; or…" The U.S. Department of Health and Human Services, Office for Civil Rights guidance issued on 12/4/02 further clarifies that the public health purpose does not need to be mandated by law (pp. 4-5).

Historically, only Health Care providers have been able to access the Washington State Immunization Registry (CHILD Profile). In response to significant interest in broadening access to the registry the matter was reviewed by the Attorney General's Office. It was determined that school nurses and staff assigned by the school nurse would be able to use the registry under the Washington State Health Care Information Act. (RCW 70.02)

In accordance with RCW 28A.210.100 & 28A .210.110 it is the parent's responsibility to submit immunization information to the school. In utilizing the CHILD Profile Registry, the school nurse or assignee is facilitating parent report. The parent will be directed to review, amend if needed, sign and submit the CIS form to the school.

An Information Sharing Agreement must first be signed by the district and filed with the Washington Department of Health.

In using the CHILD Profile Immunization Registry, school staff responsible for immunization documentation and verification must:

  • Be a school nurse or be assigned by the licensed school nurse to access the Immunization Registry.

  • Sign the CHILD Profile Confidentiality Agreement before accessing the Immunization Registry.

  • Maintain the confidentiality of information derived from the CHILD Profile Immunization Registry, as described in the Confidentiality, Privacy and School Access document.

  • Give the immunization record, history form, or Certificate of Immunization Status form to the parent, guardian, or eligible student, for review, signature and submission to the school, and NOT submit the form directly to the school without review.

The Family Educational Rights and Privacy Act (FERPA) guides the school's authority to disclose information. According to FERPA, a school nurse or assignee should have written parent consent to add immunization information to a child's record in the CHILD Profile Immunization Registry. The current access level for school nurses and their assignees is "view only". No parent signature is required prior to accessing data in the registry. The ability to enter data may be a function that becomes available to schools in the future.

Note: The above information is not intended to provide legal advice, and you are encouraged to seek your own counsel regarding HIPAA, FERPA and Washington State laws.


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